Publications
Search results
Showing 3071 to 3080 of 18806 search results.
-
DP24/2: Improving the UK transaction reporting regime [pdf]
The FCA wants feedback on options we've identified to improve the transaction reporting regime. -
Call for Input: Modernising the Redress System
The FCA and the Financial Ombudsman Service are seeking views from stakeholders on how to modernise the redress framework. -
Final Notice 2024: Martin Paul Cooke [pdf]
This Final Notice (Martin Paul Cooke) refers to breaches of COCON 2.2.1R related to failing to act with integrity in the Investment Adviser sector. We imposed a financial penalty and prohibition. -
Primary Market Bulletin 52
This edition of the FCA’s Primary Market Bulletin covers inside information under MAR Article 17, shareholder calls and Primary Information Providers. -
Call for Input: Modernising the Redress System [pdf]
We want to hear views from firms, industry bodies, consumers, consumer groups and PRs on rules we should review and the potential benefits and costs of doing so. -
Notice of Decision 2024: Cars Direct Newry Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Wider Implications Framework meeting minutes 25 April 2024 [pdf]
Wider Implications Framework meeting minutes 25 April 2024. -
Feedback: Advice Guidance Boundary Review
We set out our updated approach to help people access financial and investment support. -
Log of live Wider Implications issues as at April 2024 [pdf]
Log of live Wider Implications issues as at April 2024. -
Chairs and CEO Regulatory Family meeting 4 June 2024 [pdf]
Chairs and CEO Regulatory Family meeting 4 June 2024.