Publications
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Disapplication of pre-emption rights – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Final Notice July 2024: Dickson Minto Advisers LLP [pdf]
Following a request received from the sponsor firm, the FCA hereby limits and restricts the services to which the sponsor approval of the sponsor firm relates, such that the sponsor firm may provide sponsor services solely to a company listed or -
Sponsor's declaration for transfer of listing category [docx]
Sponsor form for prospectuses only. -
Eligibility for listing Debt and debt-like securities [docx]
UK Listing eligibility form. -
Final Notice 2024: Howard Kennedy Corporate Services LLP [pdf]
Following a request received from the sponsor firm, the FCA hereby limits and restricts the services to which the sponsor approval of the sponsor firm relates, such that the sponsor firm may provide sponsor services solely to a company listed or -
Eligibility for listing Closed-ended investment funds [docx]
UK Listing eligibility form. -
Eligibility for listing Equity shares (shell companies) [docx]
UK Listing eligibility form. -
Eligibility for listing Open-ended investment companies [docx]
UK Listing eligibility form. -
Eligibility for listing: Equity shares (commercial companies) [docx]
UK Listing eligibility form. -
Eligibility for listing Warrants, options, and other miscellaneous securities [docx]
UK Listing eligibility form.