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FCA response Complaints Commissioner’s Report 202300506 [pdf]
Update to complainant to be provided. -
FCA response to the Complaints Commissioner’s Report 202300419 and 202300713 [pdf]
This complaint concerns the Financial Services Register entries for a firm that was based in one jurisdiction but subsequently redomiciled to another jurisdiction. -
Information on FCA warning list of unauthorised firms - May 2024
FCA provides information on FCA warning list of unauthorised firms. -
Dear CEO letter: Implementing the Consumer Duty for closed products and services – retail banking [pdf]
Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline. -
Dear CEO letter: Implementing the Consumer Duty for closed products and services – life insurance [pdf]
Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline. -
Dear CEO letter: Implementing the Consumer Duty for closed products and services - asset management [pdf]
Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline. -
Dear CEO letter: Implementing the Consumer Duty for closed products and services – all other firms [pdf]
Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline. -
Dear CEO letter: Implementing the Consumer Duty for closed products and services - consumer finance [pdf]
Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline. -
Dear CEO letter: Implementing the Consumer Duty for closed products and services - consumer investments [pdf]
Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline. -
Notice of Decision 2024: Eighteen M Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.