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FCA Board Minutes: 27 July 2023 [pdf]
Minutes of the FCA Board meeting held on 27 July 2023. -
Letter to firms on preparations to comply with the cryptoasset financial promotions regime [pdf]
This letter is addressed to all firms that intend to communicate or approve cryptoasset financial promotions. -
Firms’ preparations to comply with the cryptoasset financial promotions regime – feedback on good and poor practice
The FCA met with various regulated cryptoasset firms to understand how prepared they were. See findings and examples of good and poor practice. -
Notice of Decision 2023: Usedcars4u [pdf]
This Notice of Decision (Usedcars4u) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Michael Wenman Limited [pdf]
This Notice of Decision (Michael Wenman Limited) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on loans for residential house purchases - September 2023
FCA provides information on loans for residential house purchases. -
Sanctions systems and controls: firms’ response to increased sanctions due to Russia’s invasion of Ukraine
We set out key findings from our assessments of sanctions systems and controls in financial services firms. We include examples of good practice and areas for improvement, to help firms deliver even greater compliance with sanctions. -
CP23/19: Future Regulatory Framework - The Insurance Distribution Directive [pdf]
CP23/19: Future Regulatory Framework - The Insurance Distribution Directive. -
Notice of Decision 2023: J J Shannon Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Hospitality and gifts log, April - June 2023 [pdf]
Hospitality and gifts received by the FCA’s Chairman, Executive Members of the FCA Board, Executive Committee Members and Non-Executive Directors.