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Showing 4911 to 4920 of 18809 search results.

  1. Notice of Decision 2023: Lenken Limited [pdf]

    Decision notices

    Published: 29/08/2023

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Inside FCA podcast interview financial crime with Emad A [mp3]

    Published: 29/08/2023

  3. Variation of FCA transitional direction for the derivatives trading obligation [pdf]

    Handbook

    Published: 29/08/2023

    Variation of FCA transitional direction for the derivatives trading obligation.

  4. Revocation of FCA transitional direction for the share trading obligation [pdf]

    Handbook

    Published: 29/08/2023

    Revocation of FCA transitional direction for the share trading obligation.

  5. Explanatory note: Direction to vary FCA Transitional Direction for the Derivatives Trading Obligation [pdf]

    Handbook

    Published: 29/08/2023

    Note on direction to vary FCA Transitional Direction for the Derivatives Trading Obligation.

  6. Explanatory note on FCA revocation of FCA direction on the Share Trading Obligation [pdf]

    Handbook

    Published: 29/08/2023

    Note on the FCA direction to revoke FCA Transitional Direction for the Share Trading Obligation.

  7. Terms of Reference for the Wider Implications Framework [pdf]

    Corporate documents

    Published: 29/08/2023

    Incorporating the statutory statement of policy for the cooperation duty under section 415C FSMA.

  8. Decision Notice 2023: John Charles Roche [pdf]

    Decision notices

    Published: 29/08/2023

    Headnote sentence: This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Wider Implications Framework issues log – March 2023 [pdf]

    Corporate documents

    Published: 29/08/2023

    Log of live Wider Implications issues as at March 2023.

  10. Inside FCA Podcast transcript interview on financial crime and fraud [pdf]

    Transcripts

    Published: 29/08/2023

    Read the transcript of an Inside FCA Podcast interview with Emad Aladhal on financial crime and fraud
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