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  1. Notice of Decision 2023: Elegant Mortgages Ltd [pdf]

    Decision notices

    Published: 09/08/2023

    The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Provision of Banking Services – Information Request [pdf]

    Corporate documents

    Published: 09/08/2023

    Questions included in the information request.

  3. Freedom of expression and the provision of banking services: Information request [pdf]

    Correspondence

    Published: 09/08/2023

    FCA letter to banks and building societies requesting information on account closures.

  4. FCA Listing Authority Advisory Panel (LAAP) and Markets Practitioner Panel (MPP) formal response to CP23/10: Primary Markets Effectiveness Review [pdf]

    Corporate documents

    Published: 08/08/2023

    The FCA’s LAAP and MPP formal response to CP23/10: Primary Markets Effectiveness Review.

  5. FCA Markets Practitioner Panel (MPP) and Listing Authority Advisory Panel (LAAP) formal response to Call for Evidence UK Investment Research Review [pdf]

    Corporate documents

    Published: 08/08/2023

    The FCA’s MPP and LAAP formal response to the Call for Evidence UK Investment Research Review.

  6. FCA Authorisations operating service metrics 2023/24 Q1

    Data

    Published: 08/08/2023

    Last modified: 15/03/2024

    The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers April to June 2023.

  7. Authorisations operating service metrics 2023/24 Q1 [pdf]

    Data

    Published: 08/08/2023

    This 2023/24 Q1 update covers the FCA's progress on service standards for authorisations case work.

  8. Final Notice 2023: Statum Limited [pdf]

    Final notices

    Published: 07/08/2023

    This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  9. Notice of Decision 2023: Hamilton Greig Limited [pdf]

    Decision notices

    Published: 07/08/2023

    This Notice of Decision (Hamilton Greig Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. CP23/17: Rules relating to Securitisation [pdf]

    Consultation papers

    Published: 07/08/2023

    This consultation paper sets out our proposed rules for the UK securitisation markets.
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