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  1. Final Notice 2023: Newline Vehicle & Finance Limited [pdf]

    Final notices

    Published: 07/08/2023

    This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  2. PS24/4: Rules relating to Securitisation

    Policy statements

    Published: 07/08/2023

    Last modified: 30/04/2024

    The FCA sets out our final rules for the UK securitisation markets.

  3. Information on whistleblower reports - August 2023

    FOI releases

    Published: 07/08/2023

    Last modified: 31/12/2024

    Information on whistle-blower reports - August 2023.

  4. First Supervisory Notice 2023: Wilton Corporate Finance Limited [pdf]

    Supervisory notices

    Published: 07/08/2023

    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Wilton Corporate Finance

  5. Notice of Decision 2023: Baileyautomotive [pdf]

    Decision notices

    Published: 04/08/2023

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.   

  6. Notice of Decision 2023: Umer Farooq [pdf]

    Decision notices

    Published: 04/08/2023

    This Notice of Decision (Umer Farooq) refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Notice of Decision 2023: DNS Claims Ltd [pdf]

    Decision notices

    Published: 04/08/2023

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Financial promotions quarterly data 2023 Q2

    Data

    Published: 04/08/2023

    Last modified: 03/11/2023

    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2023 and 30 June 2023.

  9. Portfolio letter: Our supervisory strategy for Principal Trading Firms [pdf]

    Portfolio letters

    Published: 04/08/2023

    This letter details our view of the most important risks arising from Principal Trading firms, what we think drives those risks, and the FCA’s supervisory focus for the next two years.

  10. Notice of Decision 2023: Waris Afzal [pdf]

    Decision notices

    Published: 03/08/2023

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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