Publications
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Notice of Decision 2023: Michael Joseph Bentley [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
The retail intermediary market data 2022
This page provides the FCA's analysis of the intermediary sector in 2022 based on data drawn from the Retail Mediation Activities Return (RMAR). -
Notice of Decision 2023: Buchanan Financial Group Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
The retail intermediary market 2022 underlying data [xlsx]
Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2022. -
OPBAS supervisory update: Risk identification and verification [pdf]
We asked PBSs for responses to a questionnaire focused on risk identification and verification. We wrote to Professional Body Supervisors (PBSs) with our views in June 2023. -
FCA letter to Chancellor: Freedom of expression and the provision of banking services [pdf]
FCA response to letter from the Chancellor on the provision of banking services. -
Retail intermediary market interactive analysis 2022
This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2022 data drawn from the Retail Mediation Activities Return (RMAR). -
FCA Innovation explainer video transcript [pdf]
Transcript of video explaining the FCA's 3 innovation services open to regulated and non-regulated firms including tech providers. -
SFTR Incoming Messages V0.1 [zip]
The FCA publishes SFTR Incoming Messages V0.1 -
SFTR Outgoing Messages V0.1 [zip]
The FCA publishes SFTR outgoing messages