Publications

Showing 5521 to 5530 of 18809 search results.

5521. First Supervisory Notice 2023: Nexus Independent Financial Advisers Limited & Nexus Investment Managers Limited [pdf]

      Supervisory notices

      Published: 31/01/2023

      For the reasons given in this First Supervisory Notice the FCA has decided to impose requirements (“the on Nexus Independent Financial Advisers Limited (“Nexus IFA”) and Nexus Investment Managers Limited (“Nexus IM”) with immediate effect.

5522. Fees and levies: Fee-blocks AG30 or G030 [pdf]

      Fees information

      Published: 30/01/2023

      Last modified: 08/01/2024

      Fee block AG30/G30 - Guidance.

5523. Information on bridging (short-term) loans - January 2023

      FOI releases

      Published: 30/01/2023

      Last modified: 31/12/2024

      FCA provides information on bridging (short-term) loans.

5524. FS23/3: Government-regulator response to ‘Value for Money: A framework on metrics, standards and disclosures'

      Feedback statements

      Published: 30/01/2023

      Last modified: 22/11/2023

      FCA, DWP and TPR's joint response to feedback received and next steps.

5525. Information on statistical breakdown of all MDP rejection codes for MIFID RTS22 - January 2023

      FOI releases

      Published: 30/01/2023

      Last modified: 31/12/2024

      FCA provides information on statistical breakdown of all MDP rejection codes for MIFID RTS22.

5526. Handbook Notice 106 [pdf]

      Handbook

      Published: 27/01/2023

      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 January 2023.

5527. Inside FCA Podcast: Explaining the Consumer Duty consumer understanding outcome [mp3]

      Published: 27/01/2023

5528. PS23/1: Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme [pdf]

      Policy statements

      Published: 27/01/2023

      Feedback to our consultation paper in relation to the proposed extension of the asset retention requirement and our final rules.

5529. Final Notice 2023: Vast Cars Limited [pdf]

      Final notices

      Published: 27/01/2023

      This final notice (Vast Cars Limited) refers to a failure to satisfy the Suitability and Appropriate Resources threshold conditions (COND) in the consumer credit sector. We imposed a cancellation.

5530. Working men's club annual return form (AR41) [docx]

      Forms

      Published: 27/01/2023

      Paper form for working men's club annual return (AR41)