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PS22/6: Preventing claims management phoenixing by financial services firms [pdf]
This Policy Statement sets out final rules for CMCs (claims management companies) following our consultation in CP21-14 -
FS22/3: Pensions consumer journey
This is a feedback statement for the joint Call for Input by The Pensions Regulator and the Financial Conduct Authority on the pensions consumer journey. -
PS22/6: Preventing claims management phoenixing by financial services firms
New rules to prevent harm by stopping claims management phoenixing across the Financial Services market -
Information on enforcement investigations under SMR - June 2022
The FCA answers multiple questions on enforcement investigations under the Senior Managers and Certification Regime. -
Data on enforcement investigations, including into senior managers - June 2022
The FCA answers mutiple questions regarding enforcement investigations, including into Senior Managers. -
Information on registration applications under 5MLD for the use of cryptoassets - June 2022
The FCA provides data on registration applications made under 5MLD for the use of cryptoassets in the UK. -
Portfolio letter: Data Reporting Services Providers (DRSPs) [pdf]
This letter outlines our view of the key risks of harm in the DRSP portfolio and communicates what we expect DRSPs to do to minimise potential risks to consumers and market integrity from failures to meet regulatory requirements. -
Information on Requirements Notices on Defined Benefit Transfers - May 2022
The FCA provides information on Requirements Notice on Defined Benefit Transfers. -
Information on the proposed BSPS redress scheme (CP22/6) - May 2022
The FCA answers multiple questions regarding information relevant to the FCA's thematic and supervisory work in relation to DB pension transfers, specific to, but not limited to, the proposed BSPS redress scheme (CP22/6). -
Handbook Notice 99 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 16 May 2022 and 26 May 2022.