Publications
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Primary Market Technical Note 802.1: TCFD aligned climate-related disclosure requirements for listed companies [pdf]
To help listed companies, their directors and advisers we are proposing to publish a technical note giving further guidance on our disclosure expectations on which we are seeking feedback. -
First Supervisory Notice 2021: Marvell Enterprises Limited [pdf]
This FSN (Marvell Enterprises Limited) concerns the FCA’s use of its power of intervention in respect the firm failing, or is likely to fail, to satisfy the Suitability Threshold Condition. -
Final Notice 2021: Sunrise Brokers LLP [pdf]
This Final Notice (Sunrise Brokers LLP) refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty -
Dear CEO Letter: Funeral Plan Providers [pdf]
By 29 July 2022 all funeral plan providers and intermediaries must have appropriate authorisation to continue funeral plan activities. -
Information on Consumer Network and roundtable events - November 2021
The FCA responds to multiple questions on the FCA's Consumer Network. -
Information under the Crime (Overseas Production Orders) Act 2019 - November 2021
The FCA responds to questions regarding the Crime (Overseas Production Orders) Act 2019. -
Final Notice 2021: Servicesport Finance Limited [pdf]
This Final Notice refers to a failure to satisfy the Fit and Proper Test (FIT). We refused the individual’s application for approval. -
Access to cash coverage in the UK 2021 Q2
The FCA provides an overview of geographical cash access coverage in the UK at the end of the second quarter of 2021. This is the second in a series of regular updates that will monitor coverage over time. -
Sustainability TechSprint
In October 2021, the FCA held TechSprint focused on technological solutions to overcome challenges faced by regulators in monitoring ESG data and disclosures. -
Cash acceptance within SMEs - Savanta research [pdf]
The FCA commissioned Savanta to conduct both qualitative and quantitative research to understand the key factors that determine whether small and medium sized business owners (SMEs) choose to accept cash and how important the cost of cash acceptance