Publications
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First Supervisory Notice: Dolfin Financial (UK) Limited [pdf]
First Supervisory Notice: Dolfin Financial (UK) Limited -
Letter from the FCA to the JFSA - August 2021 [pdf]
Letter from the FCA to the JFSA - August 2021 -
Letter from the JFSA to the FCA - August 2021 [pdf]
Letter from the JFSA to the FCA - August 2021 -
Portfolio letter: Loan-based peer-to-peer (P2P) crowdfunding platforms [pdf]
FCA's view of key risks P2P platforms pose to their customers and expectations on how to mitigate these these risks -
First Supervisory Notice 2021: Binance Markets Limited [pdf]
On 25 June 2021, the FCA imposed requirements on Binance Markets Limited. The firm complied with all aspects of the requirements. -
Information on mortgage approvals since 2011
The FCA responds on request for information on mortgage approvals since 2011 -
Personal and Commercial Lines Insurers portfolio letter [pdf]
Personal and Commercial Lines Insurers portfolio letter -
General insurance product value and coronavirus (Covid-19) Guidance – update
We set out the findings from our multi-firm review assessing how firms have responded to our general insurance (GI) distribution chain Guidance (further to the product governance rules implemented by the IDD) and coronavirus (Covid-19) value Guidance -
Second Supervisory Notice 2021: DAC Pensions Limited [pdf]
The FCA has decided to vary the requirements imposed on DAC Pensions Limited and notified to it in the First Supervisory Notice -
Information on firm permissions
The FCA responds to a request for information on firm positions