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Portfolio letter: Platforms Portfolio strategy update [pdf]
Portfolio letter: Platforms Portfolio strategy update -
PS21/9: Implementation of Investment Firms Prudential Regime [pdf]
This policy statement is about the UK Investment Firm Prudential Regime (IFPR), a single prudential regime for all FCA investment firms that simplifies our current approach. -
Final Notice 2021: Quality Cars Poole Limited [pdf]
This final notice (Quality Cars Poole Ltd) refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the consumer credit sector. We refused the firm’s application for authorisation -
Final Notice 2021: Start Your Claims Ltd [pdf]
This final notice (Start Your Claims Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
PS21/9: Implementation of Investment Firms Prudential Regime
This is the second of the Policy Statements we will issue to introduce the Investment Firm Prudential Regime. -
Second Supervisory Notice: FXBFI Broker Financial Invest Limited [pdf]
Second Supervisory Notice for FXBFI Broker Financial Invest Ltd (FRN 802288). -
Data on Whistleblowing cases about Firms or Advisers since 2011 - July 2021
The FCA provides data on the number of whistleblowing cases about firms or advisers, that have been received by us since 2011. -
Infographic: Access to cash and banking services remain Access to cash and banking services remain vital for many consumers and businesses [pdf]
Infographic -
Access to cash coverage in the UK 2021 Q1
The FCA provides an overview of geographical cash access coverage in the UK at the end of the first quarter of 2021. This is the first in a series of regular updates that will monitor coverage over time. -
Handbook Notice 90 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 June 2021 and 22 July 2021.