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MoU with ASIC on cooperation arrangements on trade repositories [pdf]
Memorandum of Understanding with ASIC on cooperation arrangements on trade repositories. -
Final Notice 2021: Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited [pdf]
This Final Notice (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) refers to breaches of PRIN 3 and PRIN 7 related to communications with -
DP21/2: Diversity and inclusion in the financial sector - working together to drive change [pdf]
We are publishing this DP to engage financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change and what role we can most usefully play to support this change. -
Information on mortgages - July 2021
The FCA provides information on mortgage terms since January 2018. -
FCA Board Minutes: 3 June 2021 [pdf]
FCA Board Minutes: 3 June 2021 -
FCA Board Minutes: 27 May 2021 [pdf]
FCA Board Minutes: 27 May 2021 -
Review of research literature that provides evidence of the impact of diversity and inclusion in the workplace [pdf]
This review of academic research and other literature on the impact of diversity and inclusion (D&I) in the workplace has sought specifically to explore the business performance, risk management and conduct outcomes of diverse and inclusive companies -
FCA Response Complaints Commissioner's Report FCA00889 [pdf]
Response Complaints Commissioner's Report FCA00889 -
Data from FCA suitability review - July 2021
The FCA provides data that informs the FCA suitability review. -
Authorised fund managers’ assessments of their funds’ value
This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate.