Publications
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FOI7989 response annex [pdf]
FOI7989 response annex -
FOI8076 response annex 2 [pdf]
FOI8076 response annex 2. -
FOI7872 response information provided [pdf]
FCA FOI7872 response information provided. -
Information on complaints received by the FCA under its Complaints Scheme - May 2021
The FCA answers questions related to complaints received by it under its Complaints Scheme. -
CP21/13: A new Consumer Duty [pdf]
We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards consumers -
CP21/13: A new Consumer Duty
We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers -
FS21/9: Guidance for insolvency practitioners on how to approach regulated firms: Feedback on GC20/5 [pdf]
This feedback statement sets out our response to the feedback received in GC20/5 and the changes made to the guidance as a result. -
FG21/4: Guidance for insolvency practitioners on how to approach regulated firms [pdf]
This guidance provides our view of how an IP should ensure regulated firms meet their ongoing financial services regulatory obligations following appointment. -
Credit Broking Survey - Frequently Asked Questions [pdf]
Credit Broking Survey - Frequently Asked Questions. -
Information on companies authorised to broker loan agreements - May 2021
The FCA provides information on companies authorised to broker loan agreements.