Publications
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PS21/4: Extension of Annual Financial Crime Reporting Obligation
This PS summarises our proposal to increase the number of firms who need to submit the annual financial crime report, which we refer to as ‘REP-CRIM’. -
Decision Notice 2020: Jon Frensham [pdf]
This provisional Decision Notice refers to what the FCA considers to be breaches of FIT by a financial adviser. This Decision Notice has been referred to the Upper Tribunal and will have no effect pending the determination of the case by the Tribunal -
PS21/3: Building operational resilience: Feedback to CP19/32 and final rules [pdf]
This Policy Statement (PS) summarises the feedback we received to CP19/32 and our response, and sets out final rules. -
Primary Market Bulletin 33
This edition of the FCA’s Primary Market Bulletin covers Brexit, major shareholding notifications, short selling and MAR Article 17. -
PS21/3 Building operational resilience
We are setting out our final rules and guidance on new requirements to strengthen operational resilience in the financial services sector. -
FS21/7: Open finance [pdf]
We summarise the feedback we received to our Call for Input, which explored the opportunities and risks from open finance. -
Handbook Notice 86 [pdf]
Handbook Notice 86. -
HSBC UK Bank plc: Programme Designation Attestation [pdf]
The Regulated Covered Bonds Register is a public record of all regulated covered bond issuers and regulated covered bonds. This is the Programme Designation Attestation for HSBC UK Bank plc. -
FS21/7: Open finance – feedback statement
We summarise the feedback we received to our Call for Input, which explored the opportunities and risks from open finance. -
Analysis and recommendations for the impact of Retail Price Index (RPI) reform on the redress approach and guidance [pdf]
PricewaterhouseCoopers LLP's review of the existing methodology. This relates to the updated FG17/9 published in March 2021.