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Aggregate complaints data: 2020 H1
This page focuses on complaints that financial services firms reported to us during the first half (H1) of 2020, between 1 January and 30 June 2020. This includes the latest trends and analysis by product group. -
Information on investigations into money laundering - December 2020
The FCA provides data on investigations into money laundering undertaken by the FCA since 2017. -
IFPR reporting instructions [pdf]
IFPR reporting instructions. -
IFPR reporting forms [pdf]
IFPR reporting forms. -
CP20/24: A new UK prudential regime for MiFID investment firms [pdf]
We seek views on the first tranche of our proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR), a new prudential regime for UK firms authorised under MiFID -
Final Notice 2020: PT Cars Ltd [pdf]
This final notice (PT Cars Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Vehicle First Limited [pdf]
This final notice (Vehicle First Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Westgate Wheels Ltd [pdf]
This final notice (Westgate Wheels Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Total Construction Training Ltd [pdf]
This final notice (Total Construction Training Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Just Bank Claims Limited [pdf]
This final notice (Just Bank Claims Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.