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Final Notice 2020: PPI Tax Rebate Ltd, formerly carrying on business as Tax Back PPI Ltd and Helpful Law Ltd [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Commentary on Mortgage lending statistics - December 2020
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2020 Q3. -
GC20/5: Guidance for insolvency practitioners on how to approach regulated firms [pdf]
We are consulting on non-handbook guidance for insolvency practitioners (IPs) on how to approach insolvencies of regulated firms. -
Information provided on mortgage sales - December 2020
FCA provides information on mortgage product sales from Jan 2019 to September 2020. -
Statistics on number of senior manager function holders - December 2020
FCA provides statistics on the number of senior management function holders from 2016 to 2020 -
Statistics provided on number of staff advising on retail Investments - December 2020
FCA provides information on staff advising on retail investments as taken from retail intermediary market report 2019. -
Information on active investigations relating to market conduct - December 2020
FCA provides information on the number of active and open investigations relating to market conduct. -
Guidance consultation: Bounce Back Loan Scheme - Pay as You Grow options and CONC 7 compliance [pdf]
We are consulting on proposed guidance for firms that will be providing PAYG options under BBLS. -
CP20/23: Quarterly Consultation Paper No 30 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
Technical guidelines for the preparation and submission of structured annual financial reports to the FCA [pdf]
Technical guidelines for the preparation and submission of structured annual financial reports to the FCA.