Publications
Search results
Showing 7921 to 7930 of 18817 search results.
-
Business interruption test case: Supreme Court appeal day 2 final transcript [pdf]
This is the final transcript of day 2 of the Supreme Court appeal in the FCA's Business Interruption insurance test case. -
Business interruption test case: Supreme Court appeal day 1 final transcript [pdf]
This is the final transcript of day 1 of the Supreme Court appeal in the FCA's Business Interruption insurance test case. -
Information on the currently active list of independent financial advisors - November 2020
FCA provides information on independent financial advisors, number of employees, client assets and other financial information. -
Information on number of enforcement investigations against individuals convicted of non-financial criminal offences - November 2020
FCA provides information on enforcement investigations against individuals convicted of non-financial criminal offences. -
Information on number of prosecutions since January 2010 in relation to money laundering offences - November 2020
FCA provides information on number of prosecutions pursued and convictions obtained since January 2010 in relation to money laundering offences. -
Welcome to RegData: video transcript [pdf]
Transcript of video explaining how our new platform differs from Gabriel -
UK SFTR validation rules [xlsx]
Trade Repositories should use the UK SFTR Validation Rules when reporting securities financing transactions under UK SFTR. -
Moving to RegData from Gabriel: video transcript [pdf]
Transcript of video explaining how we're migrating your data from Gabriel to RegData -
Information sharing protocol between the FCA and HMT [pdf]
Information sharing protocol between the FCA and HMT -
Reporting of derivatives under UK EMIR after the transition period [pdf]
We explain what TRs, and UK counterparties that use them, should do to comply with their UK EMIR reporting obligations following the end of the transition period.