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Final Notice 2020: Covrall Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector and General Insurance Protection sector. We imposed a cancellation. -
Primary Market Bulletin 31
This edition of the FCA’s Primary Market Bulletin covers cannabis listings, Covid-19 corporate reporting, prospectus annexes and MAR obligations. -
Final Notice 2020: Ian Mackin (trading as Caledonia Finance) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector, General Insurance Protection sector, Investment Advisory sector -
FCA Board Minutes: 30 September 2020 [pdf]
FCA Board Minutes from 30 September 2020. -
Primary Market Bulletin 31: Review of delayed disclosure of inside information [pdf]
We have recently undertaken a review of the Delayed Disclosure of Inside Information (DDII) notifications that it receives under Article 17(4) of the Market Abuse Regulation (MAR). -
Primary Market Bulletin 31: Corporate governance disclosures by listed issuers [pdf]
We found several areas where we felt that the corporate governance disclosures required under our rules could be improved -
Business interruption test case: Royal & Sun Alliance Insurance Plc appeal written case [pdf]
This is the written case of Royal & Sun Alliance Insurance Plc for the appeal to the Supreme Court in the Business Interruption insurance test case. -
Business interruption test case: Hiscox Action Group appeal written case [pdf]
This is the written case of Hiscox Action Group for the appeal to the Supreme Court in the Business Interruption insurance test case. -
Business interruption test case: QBE UK Limited appeal written case [pdf]
This is the written case of QBE UK Limited for the appeal to the Supreme Court in the Business Interruption insurance test case. -
Business interruption test case: FCA appeal written case [pdf]
This is the written case of the FCA for the appeal to the Supreme Court in the Business Interruption insurance test case.