Publications
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Charles Randell letter to Dame Elizabeth Gloster 22 August 2020 [pdf]
Charles Randell, Chair of the FCA, reply to Dame Elizabeth Gloster confirming that the FCA has no objection to the proposed extention into the Independent investigation into the regulation of London Capital & Finance. -
CP20/17: Extension of Annual Financial Crime Reporting Obligation [pdf]
We are considering extending the scope of our annual financial crime reporting obligation to include firms that carry on regulated activities that potentially pose a higher money laundering risk. -
Statistics on sales and value of annuities - August 2020
FCA provides statistics on the value and sales of annuities. -
Information on sales of annuities by FCA regulated firms - August 2020
The FCA holds the Product Sales Data for retail investment sales and premium amounts for each quarter between January 2020 and March 2020. -
Information on gender of control function holders - August 2020
FCA provides information on Gender of control function holders. -
Information on the gender of CF10/11s and SMF16/17s holders - August 2020
SMF16 and SMF 17 figures for 2019 reflect those functions held at dual-regulated firms that were subject to the Senior Managers and Certification Regime at the time. -
Directors' and management disclosures in share prospectuses – Primary Market/TN/626.3 [pdf]
PMB 30 technical note: Directors’ and management disclosures in share prospectuses -
Significant change statements and material adverse change statements - Primary Market/TN/628.4 [pdf]
PMB 30 technical note: Significant change statements -
Current trading and trend information - Primary Market/TN/625.3 [pdf]
PMB 30 technical note: Current trading and trend information -
Final Terms – Primary Market/TN/629.5 [pdf]
PMB 30 technical note: Final terms