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Information on FCA Asset-freezing powers - August 2020
FCA provides information on asset-freezing powers that we hold. -
Information on advice firms under investigations - August 2020
FCA provides information on number of advice firms under investigation in 2019 and in 2020 -
Information on the number of advice firms the FCA is investigating - August 2020
We hold information on how many advice firms are under investigation by the FCA. -
Information on the number of firms the FCA has taken enforcement action against so far in 2020 - August 2020
We hold information on how many firsm we have taken enforcement action against so far in 2020. -
Decision Notice 2020: Eurofin Capital Ltd [pdf]
This decision notice (Eurofin Capital Ltd) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector. -
CP20/16: Debt advice levy rates for 2020/21 – additional funding [pdf]
FCA CP20/16 Debt advice levy rates for 2020/21 – additional funding. -
Decicion Notice 2020: Finelease – Leasing European SA [pdf]
This decision notice (Finelease – Leasing European SA) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading -
Final Notice 2020: Sean Morrison (trading as GL51 Cars) [pdf]
This final notice Sean Morrison (trading as GL51 Cars) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: HMC Cars & Vans Limited [pdf]
This final notice HMC Cars & Vans Limited refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Summit Vehicle Solutions Ltd [pdf]
This final notice Summit Vehicle Solutions Ltd refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.