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Final Notice 2020: Caerphilly Van Centre Limited [pdf]
This final notice Caerphilly Van Centre Limited refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FCA Board Minutes: 25 June 2020 [pdf]
FCA Board Minutes: 25 June 2020 -
FCA Board Minutes: 17 June 2020 [pdf]
FCA Board Minutes: 17 June 2020 -
CP20/16: Debt advice levy rates for 2020/21 – additional funding
We are consulting on the rates at which we propose to charge our levies for the additional amount of funding for debt advice notified to us by Her Majesty’s Treasury (the Treasury) and the Department for Work and Pensions (DWP) in 2020/21. -
The FCA’s response to the Complaints Commissioner’s Report FCA00741 [pdf]
The FCA’s response to the Complaints Commissioner’s Report FCA00741. -
Template for provision of information required under Civil Liability Act 2018 [pdf]
The Civil Liability Act 2018 imposes a duty on insurers to provide information to the FCA about the effect that changes to the law under the Act will have on motor insurance premiums. This template covers the Qualtrics survey in September 2023. -
Questions from the Association of British Insurers on the template for provision of information required under the Civil Liability Act 2018 [pdf]
The following questions/comments were provided by the Association of British Insurers after reviewing a draft of the template. An FCA response is provided to each question/comment. -
IT self-assessment form [xlsm]
Use this form to identify which forms you need to complete as part of your application. -
Self-certification form [docx]
Use this form to ensure that management in your organisation comply with the relevant regulatory rules and guidelines. -
CP20/14: Updating the Dual-regulated firms Remuneration Code to reflect CRD V [pdf]
We set out proposals to amend our Dual-regulated firms Remuneration Code and relevant non-Handbook guidance to reflect CRD V