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Statistics on type of firms reporting under COREP - February 2020
FCA provides statistics on the number of firms and the type reporting under COREP. -
Occasional Paper 52: Bond liquidity and dealer inventories [pdf]
Read a joint FCA and Securities and Exchange Commission working paper on bond liquidity and dealer inventories, using US and European regulatory data. -
Final notice 2020: Trinity Motors [pdf]
This final notice (Trinity Motors) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: I.P.S Aloha (Scotland) Limited [pdf]
This final notice (I.P.S Aloha (Scotland) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
FCA Board Minutes: 12 December 2019 [pdf]
FCA Board minutes from 12 December 2019 -
Information on regulated mortgage contracts - February 2020
FCA provides information on the firms able to advise on mortgage contracts. -
Retail banking: our review of Basic Bank Accounts
We have reviewed how retail banks provide information about Basic Bank Accounts. -
FS20/1: Recognition of codes: feedback on QCP 25 CP19/27
We summarise responses to QCP 19/27 on the recognition of the Lending Standards Board’s (LSB) Standards of Lending Practice for business customers. We also outline our next steps. -
Occasional Paper No. 52: Bond liquidity and dealer inventories
Liquidity in global bond markets is a key concern following the financial crisis. Can utilising data across jurisdictions shed some light? -
Voluntary Application for the Imposition of Requirements: Zeux Ltd [pdf]
Voluntary Application for the Imposition of Requirements: Zeux Ltd.