Publications
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Careers video transcript: What's life at the FCA really like in one word? [pdf]
Transcript – What’s life at the FCA really like in one word? -
Careers video transcript: Females working in technology FCA [pdf]
Transcript – Female employees discuss their experiences as females working in Technology at the FCA -
Careers video transcript: Using tech to help consumers FCA [pdf]
Transcript – Pavle Avramovic, a graduate from the Technology and Change programme, discusses how the FCA uses various technology to help consumers. -
Careers video transcript: What is unique about the FCA graduate programme 1 [pdf]
Transcript – FCA Graduate and Interns discuss what is unique about the FCA Graduate programme. -
Final Notice 2019: Henderson Investment Funds Limited [pdf]
This final notice refers to breaches of PRIN 3 and PRIN 6 related to the unfair treatment of customers in the Asset Management sector. We imposed a financial penalty. -
FG19/5: Summary of feedback received [pdf]
Summary of feedback from The GI distribution chain: Proposed guidance for insurance product manufacturers and distributors GC19/2. -
FG19/5: The GI distribution chain: Guidance for insurance product manufacturers and distributors [pdf]
This guidance gives further clarity on our expectations of firms in the GI and pure protection sector. -
How to submit client asset reports: Registration process and user guide for audit firms [pdf]
How to submit client asset reports. Registration process and user guide for audit firms. -
Our response to key comments from the independent panels' Annual Reports for 2018-19 [pdf]
Our response to key comments from the independent panels' Annual Reports for 2018-19. -
FG19/05: General insurance distribution chain: Finalised guidance for insurance product manufacturers and distributors
FG19/5: This guidance gives further clarity on our expectations of firms in the GI and pure protection sector. In particular, how firms should consider the value that the product and distribution arrangements present to the customer.