Publications

Showing 9391 to 9400 of 18845 search results.

9391. Primary Market Bulletin Issue 24 [pdf]

      Newsletters

      Published: 03/10/2019

      This edition of the FCA’s Primary Market Bulletin covers Brexit, issuers on EU markets, money-laundering risks in capital markets and prospectus regulation.

9392. UKLA Technical Note 411.1: Class testing changes to an investment management agreement where there are unquantifiable benefits [pdf]

      Primary market

      Published: 03/10/2019

      UKLA Technical Note 411.1: Class testing changes to an investment management agreement where there are unquantifiable benefits

9393. UKLA Procedural Note 913.1: Schemes of arrangement and reconstructions [pdf]

      Primary market

      Published: 03/10/2019

      UKLA Procedural Note 913.1: Schemes of arrangement and reconstructions

9394. UKLA Procedural Note 912.1: Sponsor Service Enquiry Line [pdf]

      Primary market

      Published: 03/10/2019

      UKLA Procedural Note 912.1: Sponsor Service Enquiry Line

9395. Video transcript: FCA Careers - Why I chose the FCA [pdf]

      Transcripts

      Published: 03/10/2019

      Transcript for FCA Careers video: Why I chose the FCA?

9396. GC19/4: Primary Market Bulletin No. 24

      Guidance consultations

      Published: 03/10/2019

      Last modified: 03/10/2019

      GC19/4: We are consulting on the following changes that we are proposing to make to the Knowledge Base.

9397. FG19/4: Primary Market Bulletin No. 24

      Finalised guidance

      Published: 03/10/2019

      Last modified: 03/10/2019

      The FCA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 24.

9398. Final Notice: Wajid Qayum [pdf]

      Final notices

      Published: 02/10/2019

      This final notice (Wajid Qayum) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9399. Final Notice 2019: Empire Motors (Assim Zafar trading as) [pdf]

      Final notices

      Published: 02/10/2019

      This final notice (Empire Motors (Assim Zafar trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation

9400. PS19/25: Overdraft Pricing and Competition Remedies [pdf]

      Policy statements

      Published: 02/10/2019

      This FCA Policy Statement (PS 19/25) sets out rules to make overdraft fees clearer and more transparent.