Publications

Showing 9401 to 9410 of 18820 search results.

9401. Final Notice 2019: The Vehicle Repair Specialist (VRS) Limited [pdf]

      Final notices

      Published: 20/09/2019

      This final notice (The Vehicle Repair Specialist (VRS) Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

9402. Final Notice 2019: Petrol Face Limited [pdf]

      Final notices

      Published: 19/09/2019

      This final notice (Petrol Face Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9403. Final Notice 2019: Penguin Leasing Ltd [pdf]

      Final notices

      Published: 19/09/2019

      This final notice (Penguin Leasing Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9404. Final Notice 2019: Car Centre Chesterfield Limited [pdf]

      Final notices

      Published: 19/09/2019

      This final notice (Car Centre Chesterfield Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9405. Final Notice 2019: Nigel Oxman Cars Limited [pdf]

      Final notices

      Published: 19/09/2019

      This final notice (Nigel Oxman Cars Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9406. Final Notice 2019: Warbreck Car Sales Limited [pdf]

      Final notices

      Published: 19/09/2019

      This final notice (Warbreck Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9407. Final Notice 2019: North London Van Centre Limited [pdf]

      Final notices

      Published: 19/09/2019

      This final notice (North London Van Centre Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9408. Implementing MiFID II – multi-firm review of research unbundling reforms

      Multi-firm reviews

      Published: 19/09/2019

      Last modified: 29/08/2025

      Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately.

9409. The FCA’s response to the Complaints Commissioner’s Report FCA00621 [pdf]

      Corporate documents

      Published: 17/09/2019

9410. Final Notice 2019: Gary Jackson [pdf]

      Final notices

      Published: 16/09/2019

      This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.