Publications
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Innovation Functions Co-operation Agreement between Canada and the Financial Conduct Authority [pdf]
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Dear CEO letter: Wholesale market broking firms [pdf]
We explain our view of the key harms that brokerage firms operating in wholesale financial markets pose to their clients and markets. -
Aggregate complaints data: 2018 H2
This page focuses on complaints that financial services firms reported during the second half (H2) of 2018, between 1 July and 31 December 2018. This includes the latest trends and analysis by product group. -
FCA Research Agenda [pdf]
The FCA's research agenda combines economics, statistics, behavioural science, and market data and intelligence together with newer techniques in machine learning and artificial intelligence to understand how markets work, and how the FCA can make -
Market Watch 59 [pdf]
The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues. -
CP19/16: FCA regulated fees and levies: Rates proposals 2019/20 [pdf]
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Business Plan 2019/20 [pdf]
The FCA annual Business Plan gives details of the key priorities and the planned specific activities for the 2019/20. -
FCA Research Agenda
The FCA's research agenda sets out the broad areas of research most relevant to its Mission. It combines economics, statistics, behavioural science, and market data and intelligence together with newer techniques in machine learning and artificial -
Our Business Plan 2019/20
The FCA annual Business Plan gives details of the key priorities and the planned specific activities for 2019/20. -
PS19/19: FCA regulated fees and levies 2019/20
We are publishing our final 2019/20 regulatory fees and levies including feedback on CP19/16.