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  1. Final Notice 2019: Darren Parry (Barry Trade Sales trading as) [pdf]

    Final notices

    Published: 09/04/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: Avonside Home Improvements Limited [pdf]

    Final notices

    Published: 09/04/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Quarterly KPIs - 2018/19: December 2018 [pdf]

    Corporate documents

    Published: 05/04/2019

  4. Final Notice 2019: James Roper Chatfield [pdf]

    Final notices

    Published: 05/04/2019

    This final notice (James Roper Chatfield) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: Samrat Deep Bhandari [pdf]

    Final notices

    Published: 05/04/2019

    This final notice (Samrat Deep Bhandari) refers to breaches of FIT, which relates to honesty, integrity and reputation. We imposed a prohibition order.

  6. Memorandum of Understanding between the Financial Conduct Authority and the Advertising Standards Authority [pdf]

    Memorandums of understanding

    Published: 04/04/2019

  7. Retail Mini-Bond Regulation and London Capital & Finance [pdf]

    Correspondence

    Published: 02/04/2019

  8. Claims Management - Notes [docx]

    Forms

    Published: 01/04/2019

    Last modified: 06/11/2023

    Claims Management - Notes

  9. Memorandum of Understanding between the SRA and the FCA [pdf]

    Memorandums of understanding

    Published: 01/04/2019

  10. Letter to unregistered CMCs [docx]

    Correspondence

    Published: 01/04/2019

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