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Final Notice 2017: Sterling Bathrooms Limited [pdf]
This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Swiss Watch Trading Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Michael James Automotive Limited [pdf]
This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Mymoneyman Finance Limited [pdf]
This final notice refers to breaches of COND and PRIN 1.1 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
Margin IGT User Guide [pdf]
Applications for intragroup exemptions from the margin requirements under the UK European Market Infrastructure Regulation (“UK EMIR”). -
mifid-ii-general-guidance.pdf [pdf]
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Tracey McDermott's allowances and expenses: April 2013 - March 2014 [pdf]
Summary of allowances and expenses claimed by Tracey McDermott, Director Enforcement and Financial Crime Division including hospitality given outside of the FCA. -
Clive Adamson's allowances and expenses: April 2013 - March 2014 [pdf]
Summary of allowances and expenses claimed by Clive Adamson, Director of Supervision including hospitality given outside of the FCA. -
John Griffith-Jones' allowances and expenses: April 2013 - March 2014 [pdf]
Summary of allowances and expenses claimed by John Griffith-Jones, Chairman including hospitality given outside of the FCA. -
Lesley Titcomb's allowances and expenses: April 2013 - March 2014 [pdf]
Summary of allowances and expenses claimed by Lesley Titcomb, Chief Operating Officer including hospitality given outside of the FCA.