Publications

Showing 12511 to 12520 of 18850 search results.

12511. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV

       Consultation papers

       Published: 16/12/2016

       Last modified: 20/02/2017

       We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

12512. Occasional Paper No. 25: Incentivising compliance with financial regulation

       Occasional papers FCA research

       Published: 16/12/2016

       Last modified: 03/06/2026

       This paper looks into the basic economic theory of incentives and how they can be used to enhance compliance in financial regulation.

12513. Regulation round-up December 2016 [pdf]

       Documents

       Published: 15/12/2016

       Last modified: 15/12/2016

       Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.

12514. PS16/25: Home finance customers with a payment shortfall: minor Handbook changes and feedback to CP16/16 [pdf]

       Policy statements

       Published: 14/12/2016

       In this Policy Statement we report on the main issues arising from CP16/16 and publish the final rules.

12515. CP16/42: Reviewing the funding of the Financial Services Compensation Scheme (FSCS) [pdf]

       Consultation papers

       Published: 14/12/2016

       This Consultation Paper opens up discussion on the funding of the Financial Services Compensation Scheme (FSCS) and consults on a number of specific changes to the scheme rules.

12516. Home finance customers with a payment shortfall: PS16/25

       Policy statements

       Published: 14/12/2016

       Last modified: 14/12/2016

       We are publishing our final rules for firms when dealing with customers experiencing a payment shortfall, following our consultation in CP16/16.

12517. Final Notice 2016: Warmcool Limited [pdf]

       Final notices

       Published: 13/12/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12518. Final Notice 2016: Waap Limited [pdf]

       Final notices

       Published: 13/12/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12519. Final Notice 2016: Macauley Myers Limited [pdf]

       Final notices

       Published: 13/12/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12520. Early arrears management in unsecured lending: TR16/10 [pdf]

       Thematic reviews

       Published: 13/12/2016

       This report provides the findings from our thematic review into early arrears management in unsecured lending. The review looked at the way lenders treated customers in the early stages of arrears.