Publications
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FG16/8: Fair treatment of long-standing customers in the life insurance sector [pdf]
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FS16/13: Interim feedback to the Call for Input to the post-implementation review of the FCA’s crowdfunding rules [pdf]
In this Feedback Statement, we report on the main issues arising from the Call for Input to the post-implementation review of the FCA’s crowdfunding rules and set out our next steps. -
Fair treatment of long-standing customers in the life insurance sector: FG16/8
In this Finalised Guidance we set out our expectations on the actions life insurance firms should take to treat their closed-book customers fairly. -
FS16/13: Interim feedback to the Call for Input to the post-implementation review of the FCA’s crowdfunding rules
In this Feedback Statement, we report on the main issues arising from the Call for Input to the post-implementation review of the FCA’s crowdfunding rules and set out our next steps. -
Dear CEO letter - FCA expectations of firms that administer debt management plans [pdf]
We are concerned that some firms in -
Co-operation Agreement between Financial Conduct Authority (FCA) and Hong Kong Monetary Authority (HKMA) [pdf]
Co-operation Agreement between Financial Conduct Authority (FCA) and Hong Kong Monetary Authority (HKMA) -
Final notice 2016: Warranty Management Services Limited [pdf]
This final notice refers to a candidate for approval to perform controlled functions. The applicant firm and candidate did not provide sufficient information to satisfy us that the candidate met the honesty, integrity and reputation and financial -
Our response to key comments from the independent panels’ annual reports for 2015/16 [pdf]
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Payment Service Directive 2 (PSD2) Stakeholder Liaison Group Agenda - 1 December 2016 [pdf]
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TechSprint: unlocking regulatory reporting video transcript [pdf]