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CP16/39: Quarterly Consultation Paper No. 15 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
CP16/39: Quarterly Consultation Paper No. 15
CP16/39: Quarterly Consultation Paper No. 15. Consultation papers First published:. 02/12/2016. Last updated: 21/02/2017. We are proposing to:. make changes to the pension projection rules to remove conflicts with COBS 13 Annex 2 when providing risk -
FCA Decision Notice 2016: Alistair Rae Burns [pdf]
This decision notice refers to breaches of APER 7 and FIT related to conflicts of interest, a lack of fitness/propriety and mis-selling in the investment adviser and pensions sector. Our view is that a fine, prohibition and withdrawal should be -
FCA service standards - November 2016 [pdf]
The service standards portfolio provides information about key areas of our service, how we are performing and how firms and consumers assess the levels of satisfaction with our service. -
Final Notice 2016: TOCC Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2016: Jaypee Contracts Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2016: Clarks of Garforth Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
GC 16/8: Amendments to Guidance on loan to income ratios in mortgage lending [pdf]
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Final Notice 2016: Future Voice and Data Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Video transcript: Andrew Bailey discusses high-cost credit [pdf]
Watch Andrew Bailey discuss our work on high-cost credit and review of the high-cost short-term credit price cap.