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Call for Input: High-cost credit including review of the high-cost short-term credit price cap [pdf]
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Call for input on high-cost credit and review of the high-cost short-term credit price cap
The FCA has invited views on high-cost credit, including overdrafts, and on the high-cost short-term credit price cap. -
Final Notice 2016: Tariq Carrimjee [pdf]
This final notice refers to breaches of APER 2 and FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a fine and prohibition. -
CP16/38: Proposed changes to DTR 2.5 on delay in disclosure of inside information [pdf]
This is an open consultation on proposed amendments to the FCA Handbook to ensure we comply with ESMA’s Guidelines. -
2015 letter to RemCo Chairs on the application of ex-post risk adjustment [pdf]
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2016 letter to RemCo Chairs on the application of ex-post risk adjustment [pdf]
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Changes to DTR 2.5: delay in the disclosure of inside information: PS17/2
In this Policy Statement we summarise the feedback we received to the Consultation Paper CP16/38 - DTR 2.5 changes: delay in the disclosure of inside information - and publish the final rules. -
Final Notice 2016: Iain Strang [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
CP16/36: Regulatory reporting: retirement income data [pdf]
We are seeking views on our proposal to introduce two regulatory returns into Chapter 16 of the Supervision manual (SUP 16) to collect data about the retirement income market from providers of retirement income products. -
CP16/37: Implementing information prompts in the annuity market [pdf]
We are seeking views on proposed amendments to our rules in relation to the purchase of products that provide consumers with guaranteed income in retirement (pension annuities).