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Final Notice 2016: Phillip Whiffin [pdf]
This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2016: Yesmar Restaurants Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Regulation round-up November 2016 [pdf]
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector. -
Regulatory fees and levies: policy proposals for 2017/18: CP16/33 [pdf]
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Final Notice 2016: Window Fitters Warehouse Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice summary: EFG Asset Management [pdf]
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Minutes: FCA Board 10 October 2016 [pdf]
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Minutes: FCA Board 21 and 22 September 2016 [pdf]
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CP16/32: Handbook changes to reflect the introduction of the Lifetime ISA [pdf]
We are consulting on proposals to introduce a Lifetime Individual Savings Account (LISA) and the changes required to our Handbook rules. -
Handbook changes to reflect the introduction of the Lifetime ISA: CP16/32
We are consulting on proposals to introduce a Lifetime Individual Savings Account (LISA) and the changes required to our Handbook rules.