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Christopher Woolard, Director of Strategy and Competition - diary engagements - July to September 2016 [pdf]
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John Griffith-Jones, Chairman – diary engagements – July to September 2016 [pdf]
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Minutes of meeting - Stakeholder Liaison Group - 14 October 2016 [pdf]
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Final Notice 2016: Southern Trade Centre Limited (In Liquidation) [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Handbook Notice 38 [pdf]
This -
Progress of sales through stages of the review [pdf]
Progress of interest rate hedging product sales through stages of the review as at 30 September 2016. -
Our response to the CMA’s final report on its investigation into competition in the retail banking market [pdf]
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Our response to the CMA’s final report on its investigation into competition in the retail banking market
We have set out the actions we will take forward in the retail banking market in response to a number of recommendations from the Competition and Markets Authority (CMA). -
Final notice 2016: Big Green Company (Energy) Limited [pdf]
This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
Final Notice 2016: Daniel Peter Terrence Forsyth [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.