Publications

Showing 12671 to 12680 of 18850 search results.

12671. FCA Data Bulletin: Issue 7 - October 2016 [pdf]

       Data

       Published: 28/10/2016

       This October 2016 issue of the Data Bulletin looks at the retail intermediary sector and latest trends in the retirement income market as well as feedback from firms about the FCA

12672. Final notice 2016: Anthony Burton [pdf]

       Final notices

       Published: 27/10/2016

       This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12673. Final Notice 2016: Elite Sports Cars Limited [pdf]

       Final notices

       Published: 27/10/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12674. Final Notice 2016: Robin Cawley [pdf]

       Final notices

       Published: 26/10/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12675. Final Notice 2016: Mohammed Wajid [pdf]

       Final notices

       Published: 26/10/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12676. Final Notice 2016: Bradley Bailey [pdf]

       Final notices

       Published: 26/10/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12677. Final Notice 2016: The Heating Design Centre (James Gary Law trading as) [pdf]

       Final notices

       Published: 26/10/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12678. Final Notice 2016: Justin Pollington-Woods [pdf]

       Final notices

       Published: 26/10/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12679. Final Notice: Kathryn Clark [pdf]

       Final notices

       Published: 25/10/2016

       This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition and withdrawal.

12680. Final Notice: Richard Clay [pdf]

       Final notices

       Published: 25/10/2016

       This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.