Publications
Search results
Showing 12691 to 12700 of 18850 search results.
-
Investment and corporate banking market study: Final report: MS15/1.3 [pdf]
-
Investment and corporate banking market study: MS15/1
In 2015-2016, we carried out a market study on investment and corporate banking services, focusing on primary market and related activities provided in the UK. We considered issues around choice of banks and advisers for clients, transparency of the -
TR16/7: Review of annuity sales practices [pdf]
This review assessed how firms provided information to customers, on a non-advised basis, about shopping around for enhanced annuities. -
Final Notice: Samlet Car Sales Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice: Select Motor Company Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
TR16/7: Review of annuity sales practices
This review assessed how firms provided information to customers, on a non-advised basis, about shopping around for enhanced annuities. -
Final Notice: Motor Spot Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice: Luke Andrew Mills [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice: Andrew Barry Hart [pdf]
This final notice refers to breaches of FIT related to a lack of fitness and propriety in the consumer credit sector. We imposed a prohibition. -
Final Notice: Midland Motor Company Limited [pdf]
This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.