Publications
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FS16/10: Smarter Consumer Communications [pdf]
This Feedback Statement reports on the themes arising from the responses to our Discussion Paper on Smarter Consumer Communications and sets out our planned work. -
Diversity and inclusion at the FCA: The Women in Finance Charter [pdf]
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Unanswered questions from the Annual Public Meeting 2016 [pdf]
A number of questions were sent in before the Annual Public Meeting. The majority of these were answered on the day. This document provides answers to the questions that we didn’t get to during the meeting. -
Final notice 2016: Mr Adam Harris trading as BM Motors [pdf]
This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
Minutes: FCA Board 27 and 28 July 2016 [pdf]
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FOI4324 information provided [pdf]
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Minutes of meeting - Stakeholder Liaison Group - 13 September 2016 [pdf]
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Memorandums of understanding between the FCA and Commodities and Futures Trading Commission (CFTC) [pdf]
This MOU covers the FCA and Commodities and Futures Trading Commission's (CFTC) cooperation and exchange of information in supervising dual regulated firms who trade in certain over the counter (OTC) derivatives or ‘swaps’. -
Complaints data 2016 H1 summary info [pdf]
Latest statistics summary for complaints data for 2016 H1. -
Aggregate complaints data 2015 H2 [pdf]
Commentary on the aggregate sector wide firm complaints data for 2015 H2. Including opened, closed, upheld, speed of closure and redress.