Publications

Filter results

Filter by topic

Historical publications

Filter by date
Date range

Filter by document type

Search results

Clear all filters

Showing 12721 to 12730 of 18851 search results.

  1. Aggregate complaints data 2015 H2 [pdf]

    Data

    Published: 06/10/2016

    Commentary on the aggregate sector wide firm complaints data for 2015 H2. Including opened, closed, upheld, speed of closure and redress.

  2. Firm level complaints data 2016 H1 [xlsx]

    Data

    Published: 06/10/2016

    Firm level complaints data 2016 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

  3. Aggregate complaints data charts 2016 H1 [pdf]

    Data

    Published: 06/10/2016

    These charts look at total number of complaints opened and total number excluding Payment Protection Insurance (PPI), complaints broken down by product type and the top five most complained about products or services in 2016 H1, percentage of total

  4. CP16/30: Transaction cost disclosure in workplace pensions [pdf]

    Consultation papers

    Published: 05/10/2016

    This is an open consultation on transaction cost disclosure in workplace pensions. We are consulting on our proposals (CP16/30), and the changes required to our Handbook rules.

  5. Aggregate complaints data 2016 H1 [xlsx]

    Data

    Published: 05/10/2016

    Aggregate sector wide firm complaints data for 2016 H1. Including opened, closed, upheld, speed of closure and redress.

  6. Final Notice: Aviva Pension Trustees UK Limited, Aviva Wrap UK Limited [pdf]

    Final notices

    Published: 05/10/2016

    Last modified: 05/10/2016

    This final notice refers to breaches of PRIN 3, PRIN 10, CASS Rules, SUP and SYSC related to client money/assets and culture/governance in the life insurance sector. We imposed a fine.

  7. PS17/20: Transaction cost disclosure in workplace pensions

    Policy statements

    Published: 05/10/2016

    Last modified: 20/09/2017

    This Policy Statement (PS) sets out rules and guidance to improve the disclosure of transaction costs in workplace Defined Contribution (DC) pensions. It standardises the calculation of the transaction costs incurred by these pension investments.

  8. Final Notice: Wingfield Financial Heritage Limited [pdf]

    Final notices

    Published: 04/10/2016

    Last modified: 04/10/2016

    This final notice refers to breaches PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  9. Overall responsibility and the legal function: DP16/4 [pdf]

    Discussion papers

    Published: 03/10/2016

    We are launching a discussion to clarify how and why the legal function is currently captured under the Senior Managers and Certification Regime (SM&CR) and to consider whether it should continue to be part of the regime.

  10. CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III [pdf]

    Consultation papers

    Published: 29/09/2016

    We are consulting on our third set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.
Did you find what you were looking for?