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  1. Regulation round-up September 2016 [pdf]

    Documents

    Published: 15/09/2016

    Last modified: 15/09/2016

    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.

  2. Occasional Paper 21: Asymmetries in dark pool reference prices [pdf]

    FCA research

    Published: 15/09/2016

    This study looks at two important aspects of reference prices in dark pools - the prevalence of reference price latency and primary market choice as the reference price's source.

  3. Ageing population workplan graphic (PDF) [pdf]

    Documents

    Published: 15/09/2016

    Ageing population workplan graphic

  4. Occasional Paper No. 21: Asymmetries in Dark Pool Reference Prices

    Occasional papers FCA research

    Published: 15/09/2016

    Last modified: 03/06/2026

    Occasional Paper No. 21: Asymmetries in Dark Pool Reference Prices. Occasional papers FCA research First published:. 15/09/2016. Last updated: 03/06/2026This study looks at two important aspects of reference prices in dark pools - the prevalence of

  5. FCA Decision Notice 2016: Andrew Tinney [pdf]

    Decision notices

    Published: 14/09/2016

    Last modified: 16/08/2019

    This decision notice refers to breaches of APER 1 and FIT related to culture/governance, failing to be open and co-operative and a lack of fitness/propriety in the wealth management and private banking sector. Our view is that a public censure and

  6. Final Notice 2016: Money Matcher Limited [pdf]

    Final notices

    Published: 14/09/2016

    This final notice refers to an application for Part 4A authorisation (“the Application”) by a firm holding Interim Permission in respect of the regulated activities subject to the Application. Due to concerns about the firm’s ability to

  7. CP16/24: Review of the FCA’s appropriate qualification exam standards [pdf]

    Consultation papers

    Published: 13/09/2016

    The purpose of this consultation is to update our existing appropriate exam standards for appropriate qualifications listed in the FCA Training and Competence sourcebook.

  8. MLAR statistics September 2016: Summary tables [pdf]

    Data

    Published: 13/09/2016

    Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. These summary tables show Residential loans to

  9. MLAR statistics September 2016: Detailed tables [pdf]

    Data

    Published: 13/09/2016

    Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. These detailed tables cover the MLAR statistics for 2016

  10. MLAR statistics September 2016: Commentary [pdf]

    Data

    Published: 13/09/2016

    Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2016 Q2.
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