Publications
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annual-public-meeting-2016-john-griffith-jones-speech.pdf [pdf]
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Final notice 2016: H Finnikin [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Regulation round-up - July 2016 [pdf]
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TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets [pdf]
UK equity market dark pools – Role, promotion and oversight in wholesale markets. -
TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets
FCA surveyed the UK equity marketplace, focusing on dark pools and broker crossing networks, by examining promotional activity and the identification and management of conflicts of interest. -
TR16/6: Principals and their appointed representatives in the general insurance sector
The review focused on principal firms’ understanding of their responsibilities for their appointed representatives and oversight of their activities. -
FS16/4: Feedback Statement on Call for Input: Supporting the development and adopters of RegTech [pdf]
In this Feedback Statement we summarise the responses we have received to our RegTech Call for Input: Supporting the development and adopters of RegTech, and outline our approach to RegTech for 2016/17. -
FS16/4: Feedback Statement on Call for Input: Supporting the development and adopters of RegTech
FS16/4: Feedback Statement on Call for Input: Supporting the development and adopters of RegTech. Feedback statements First published:. 20/07/2016. Last updated: 20/07/2016. Share page. FS16/4: Feedback Statement on Call for Input: Supporting the -
Cash savings: Sunlight remedy - April 2016 [pdf]
Lowest interest rates offered on different types of savings accounts at 1 April 2016 -
Occasional Paper 19: Attention, Search and Switching: Evidence on Mandated Disclosure from the Savings Market [pdf]