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Final notice 2016: Cult Racing Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice 2016: Trevor John Fry [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Consultation UKLA Technical Note 714.2 - Compliance with the Listing Principles and Premium Listing Principles [pdf]
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Consultation UKLA Technical Note 502.2 - Compliance with the Listing Principles and Premium Listing Principles [pdf]
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Consultation UKLA Technical Note 203.3 - Compliance with the Listing Principles and Premium Listing Principles [pdf]
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Consultation UKLA Technical Note 202.2 - Share buy-backs with mix and match facilities [pdf]
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Consultation UKLA Technical Note 704.3 - The sponsor’s role on working capital confirmations [pdf]
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Consultation UKLA Technical Note 628.2 - Significant change statements [pdf]
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Consultation UKLA Technical Note 522.2 - Disclosure of ‘lock-up’ agreements [pdf]
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Consultation UKLA Technical Note 521.3 - Assessing and handling inside information [pdf]