Publications

Showing 12951 to 12960 of 18851 search results.

12951. PS16/18: Changes to the Decision Procedure and Penalties manual and the Enforcement Guide for the implementation of the Market Abuse Regulation

       Policy statements

       Published: 30/06/2016

       Last modified: 30/06/2016

       PS16/18: Changes to the Decision Procedure and Penalties manual and the Enforcement Guide for the implementation of the Market Abuse Regulation. Policy statements First published:. 30/06/2016. Last updated: 30/06/2016. Share page. PS16/18: Changes

12952. Final notice 2016: Dual Mortgage Brokers [pdf]

       Final notices

       Published: 29/06/2016

       Last modified: 29/06/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

12953. Final notice 2016: GB Financial Consultancy Limited [pdf]

       Final notices

       Published: 29/06/2016

       Last modified: 29/06/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

12954. PS16/16: FCA regulated fees and levies 2016/17 including feedback on CP16/9 and 'made rules'

       Policy statements

       Published: 29/06/2016

       Last modified: 17/08/2021

       The policy in this paper will enable us to raise the funding for the FCA, the Financial Ombudsman Service and MoneyHelper (formerly the Money Advice Service) to meet their statutory objectives in 2016/17.

12955. Final notice 2016: Park Grove Financial Management Limited [pdf]

       Final notices

       Published: 27/06/2016

       Last modified: 27/06/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

12956. FCA Handbook Notice 34 [pdf]

       Handbook

       Published: 24/06/2016

       Last modified: 24/06/2016

       This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 16 and 23 June 2016. It also contains information about other publications relating to the Handbook

12957. Final notice 2016: Secure Property Consultants Limited [pdf]

       Final notices

       Published: 24/06/2016

       Last modified: 24/06/2016

       This final notice refers to breaches of COND 2.3, COND 2.4, COND 2.5, COND 2.7, PRIN 11 related to failing to satisfy Threshold Conditions for Part 4A authorisation in the consumer credit sector. We imposed a refusal.

12958. Final notice 2016: Mr Kevin Clarke [pdf]

       Final notices

       Published: 21/06/2016

       Last modified: 21/06/2016

       This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative and a lack of fitness/propriety in the consumer credit sector. We imposed a refusal.

12959. Guide to submitting a suspicious transaction and order report (STOR) using Connect [pdf]

       Systems information

       Published: 21/06/2016

       Last modified: 27/03/2026

       Guide to submitting a suspicious transaction and order report (STOR) using Connect

12960. Financial Advice Market Review (FAMR) Working Group – Terms of Reference [pdf]

       Thematic reviews

       Published: 20/06/2016

       Last modified: 04/08/2016

       Terms of Reference.