Publications

Showing 12971 to 12980 of 18851 search results.

12971. Response to the Complaints Commissioner’s Report FCA00141 [pdf]

       Corporate documents

       Published: 10/06/2016

       Last modified: 04/08/2016

       FCA Ref 4551

12972. CP16/16: Minor Handbook changes related to mortgage borrowers with a payment shortfall

       Consultation papers

       Published: 10/06/2016

       Last modified: 10/06/2016

       CP16/16: Minor Handbook changes related to mortgage borrowers with a payment shortfall. Consultation papers First published:. 10/06/2016. Last updated: 10/06/2016. Share page. CP16/16: Minor Handbook changes related to mortgage borrowers with a

12973. Final notice 2016: Patrick Gray [pdf]

       Final notices

       Published: 09/06/2016

       Last modified: 09/06/2016

       This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

12974. Final notice 2016: Mark Kelly [pdf]

       Final notices

       Published: 09/06/2016

       Last modified: 09/06/2016

       This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

12975. FCA Data Bulletin: Issue 6 - June 2016 [pdf]

       Data

       Published: 09/06/2016

       Last modified: 09/06/2016

       This quarterly update will provide you with details of the latest regulatory data and developments. The FCA's sixth Data Bulletin provides insight into a range of areas, including: an update on attestations and skilled person reports, the latest

12976. FCA Data Bulletin issue 6 - underlying data [xlsx]

       Data

       Published: 09/06/2016

       Last modified: 09/06/2016

12977. Minutes: FCA Board 20 & 21 April 2016 [pdf]

       Meeting minutes

       Published: 08/06/2016

       Last modified: 08/06/2016

12978. Response to the Complaints Commissioner’s Report FCA00148 [pdf]

       Documents

       Published: 03/06/2016

       Last modified: 04/08/2016

       FCA Ref 4365

12979. Final notice 2016: Ashbank Cars [pdf]

       Final notices

       Published: 02/06/2016

       Last modified: 02/06/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12980. Final notice 2016: Independent Family Advisers Limited [pdf]

       Final notices

       Published: 02/06/2016

       Last modified: 02/06/2016

       This final notice refers to an application for authorisation of Independent Family Advisers Limited. The proposals made in support of the application had the hallmarks of what is sometimes described as “phoenixing”. We refused the application as