Publications

Showing 13001 to 13010 of 18851 search results.

13001. GC16/5: Proposed guidance on wind-down planning

       Guidance consultations

       Published: 23/05/2016

       Last modified: 23/05/2016

       GC16/5: Proposed guidance on wind-down planning. Guidance consultations First published:. 23/05/2016. Last updated: 23/05/2016. Share page. GC16/5: Proposed guidance on wind-down planning. We are consulting on our proposals to issue an Approach

13002. Santander UK plc: List of Regulated Covered Bonds [pdf]

       Regulated covered bonds

       Published: 20/05/2016

       Last modified: 03/06/2024

       Santander UK plc: List of Regulated Covered Bonds

13003. Santander UK plc: Programme Designation Attestation [pdf]

       Regulated covered bonds

       Published: 20/05/2016

       Last modified: 03/08/2016

13004. Minutes of the MiFID II implementation: Trade Association Roundtable, April 2016 [pdf]

       Meeting minutes

       Published: 20/05/2016

       Last modified: 20/05/2016

       From the meeting held on 25 April 2016.

13005. How to complete and submit your REP005 High Earners Report [pdf]

       Data

       Published: 19/05/2016

       Last modified: 03/08/2016

13006. CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook [pdf]

       Consultation papers

       Published: 19/05/2016

       Last modified: 19/05/2016

       We are consulting on proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes sourcebook (COLL), following the adoption of the Undertakings for Collective Investment in Transferable Securities V Level 2

13007. Final notice 2016: Peter Francis Johnson [pdf]

       Final notices

       Published: 19/05/2016

       Last modified: 19/05/2016

       This final notice refers to breaches of APER 1, APER 4 and FIT related to failing to be open and co-operative, failing to act on information appropriately, a lack of fitness/propriety and mis-selling in the asset management sector. We imposed a

13008. Regulation round-up - May 2016 [pdf]

       Documents

       Published: 19/05/2016

       Last modified: 19/05/2016

13009. CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook

       Consultation papers

       Published: 19/05/2016

       Last modified: 19/05/2016

       We are consulting on proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes sourcebook (COLL), following the adoption of the Undertakings for Collective Investment in Transferable Securities V Level 2

13010. EMIR margin exemptions application form draft [pdf]

       Forms

       Published: 18/05/2016

       Last modified: 04/08/2016