Publications

Showing 13041 to 13050 of 18851 search results.

13041. PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules [pdf]

       Policy statements

       Published: 29/04/2016

       Last modified: 29/04/2016

       In this Policy Statement we report on the main issues arising from Consultation Paper 15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook and publish the final rules.

13042. PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules

       Policy statements

       Published: 29/04/2016

       Last modified: 29/04/2016

       PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules. Policy statements First published:. 29/04/2016. Last updated: 29/04/2016. Share page. PS16/14: Financial Services

13043. PS16/13: Implementation of the Market Abuse Regulation, and Handbook amendments [pdf]

       Policy statements

       Published: 28/04/2016

       Last modified: 28/04/2016

       In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38:

13044. FCA survey of firms providing financial advice [pdf]

       FCA research

       Published: 28/04/2016

       Last modified: 05/08/2016

       This report summarises the results of a survey of 233 firms active in providing financial advice on retail investment products, carried out in November 2015. The results from this survey informed FAMR and the proposals recommended. Additionally, the

13045. FCA Handbook Notice 32 supplement [pdf]

       Handbook

       Published: 28/04/2016

       Last modified: 28/04/2016

       This document introduces the European Long-Term Investment Funds Regulation (No 2) Instrument 2016 (FCA 2016/34 / FOS 2016/7), which was made by the FCA Board on 21 April 2016. On 27 April 2016, the voluntary jurisdiction rules and standard terms

13046. PS16/13: Implementation of the Market Abuse Regulation

       Policy statements

       Published: 28/04/2016

       Last modified: 13/10/2016

       In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38:

13047. FOI4361 response some information provided [pdf]

       FOI releases

       Published: 27/04/2016

       Last modified: 28/04/2016

13048. FOI4363 response information provided [pdf]

       FOI releases

       Published: 27/04/2016

       Last modified: 28/04/2016

13049. FOI4351 response information provided [pdf]

       FOI releases

       Published: 27/04/2016

       Last modified: 28/04/2016

13050. FOI4405 response [pdf]

       FOI releases

       Published: 27/04/2016

       Last modified: 28/04/2016