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FOI4462 response [pdf]
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FOI4457 response [pdf]
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Consultation UKLA Technical Note 634.1 - Financial information on guarantors in debt prospectuses and requests for omission [pdf]
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Market Watch 50 [pdf]
The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues. -
Consultation UKLA Technical Note 308.3 - Related party transactions – Modified requirements for smaller related party transactions [pdf]
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Primary Market Bulletin Issue 14 [pdf]
We explain the latest changes we have made, or are proposing to make, to our Knowledge Base. -
Final notice 2016: ABC Insolvency Services Limited [pdf]
This final notice refers to breaches of COND and PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
GC16/4: Primary Market Bulletin No. 14
GC16/4: Primary Market Bulletin No. 14. Newsletters First published:. 27/04/2016. Last updated: 03/09/2016. GC16/4: Primary Market Bulletin No. 14. We are consulting on the following changes that we are proposing to make to the Knowledge Base. This -
The UK Debt Market Forum: Practical measures to improve the effectiveness of UK primary listed debt markets [pdf]
This report outlines the measures we will take as a result of our recent engagement with industry. It highlights developments in primary debt markets the UK Debt Market Forum considered and the issues it discussed. It lays out the proposed package -
PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 15/30: Pension reforms – proposed changes to our rules and guidance) and publish the final rules and guidance.