Publications

Showing 13071 to 13080 of 18851 search results.

13071. CP16/12: Secondary annuity market – proposed rules and guidance

       Consultation papers

       Published: 21/04/2016

       Last modified: 18/10/2016

       This Consultation Paper seeks views on our proposed new rules and guidance for the secondary annuity market, which is due to start in April 2017. 

13072. extractivereportsschema.xsd [xsd]

       Published: 19/04/2016

13073. Inducements and conflicts of interest thematic review: key findings

       Thematic reviews

       Published: 18/04/2016

       Last modified: 29/08/2025

       Thematic review about benefits provided and received by firms conducting MiFID business, and those carrying out regulated activities in relation to a retail investment product.

13074. Final notice 2016: Lester Evans [pdf]

       Final notices

       Published: 15/04/2016

       Last modified: 15/04/2016

       This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

13075. Final notice 2016: M I Wealth Management Limited [pdf]

       Final notices

       Published: 15/04/2016

       Last modified: 15/04/2016

       This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

13076. Occasional Paper No. 16: Are high-frequency traders anticipating the order flow? Cross-venue evidence from the UK market [pdf]

       FCA research

       Published: 15/04/2016

       Last modified: 03/06/2016

13077. CP16/11: PSR regulatory fees 2016/17 [pdf]

       Consultation papers

       Published: 15/04/2016

       Last modified: 15/04/2016

       In this document the PSR reports on the responses to its consultation paper CP15/44, PSR regulatory fees 2016/17 (December 2015).

13078. Final notice 2016: David Michael Sayer trading as D M Sayer and Co (Insurance) [pdf]

       Final notices

       Published: 15/04/2016

       Last modified: 15/04/2016

       This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

13079. CP16/11: PSR regulatory fees 2016/17

       Consultation papers

       Published: 15/04/2016

       Last modified: 01/05/2024

       The PSR sets out its policy decisions on the allocation, calculation, and collection of PSR fees for 2016/17, and further proposals for consultation.

13080. Occasional Paper No. 16: Are high-frequency traders anticipating the order flow? Cross-venue evidence from the UK market

       Occasional papers FCA research

       Published: 15/04/2016

       Last modified: 03/06/2026

       Occasional Paper No. 16: Are high-frequency traders anticipating the order flow? Cross-venue evidence from the UK market. Occasional papers FCA research First published:. 15/04/2016. Last updated: 03/06/2026High-frequency traders (HFTs) have