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  1. MS15/1.2 Investment and corporate banking market study: Interim report: Annex 3 [pdf]

    Market studies

    Published: 13/04/2016

    Last modified: 13/04/2016

    Client case studies

  2. MS15/1.2 Investment and corporate banking market study: Interim report: Annex 4 [pdf]

    Market studies

    Published: 13/04/2016

    Last modified: 13/04/2016

    Selection criteria

  3. MS15/1.2 Investment and corporate banking market study: Interim report: Annex 1 [pdf]

    Market studies

    Published: 13/04/2016

    Last modified: 13/04/2016

    Glossary of investment and corporate banking services

  4. MS15/1.2 Investment and corporate banking market study: Interim report: Annex 2 [pdf]

    Market studies

    Published: 13/04/2016

    Last modified: 13/04/2016

    Data collection and analysis

  5. MS15/1.2 Investment and corporate banking market study: Interim report: Annex 7 [pdf]

    Market studies

    Published: 13/04/2016

    Last modified: 13/04/2016

    Fee outcomes and international comparisons

  6. Minutes of the MiFID II implementation: Trade Association Roundtable, March 2016 [pdf]

    Meeting minutes

    Published: 13/04/2016

    Last modified: 13/04/2016

    From the meeting held on 17 March 2016.

  7. DP16/3: Availability of information in the UK Equity IPO process

    Discussion papers

    Published: 13/04/2016

    Last modified: 13/04/2016

    DP16/3: Availability of information in the UK Equity IPO process. Discussion papers First published:. 13/04/2016. Last updated: 13/04/2016. Share page. DP16/3: Availability of information in the UK Equity IPO process. In this paper we consider

  8. Occasional Paper No. 15: Quid pro quo? What factors influence IPO allocations to investors?

    Occasional papers FCA research

    Published: 13/04/2016

    Last modified: 03/06/2026

    Occasional Paper No. 15: Quid pro quo? What factors influence IPO allocations to investors? Occasional papers FCA research First published:. 13/04/2016. Last updated: 03/06/2026In this paper we seek to understand if the IPO allocation process works

  9. Final notice 2016: Mr Paul White [pdf]

    Final notices

    Published: 12/04/2016

    Last modified: 12/04/2016

    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment bank sector. We imposed a prohibition and public censure.

  10. Minutes: FCA Board 1 March 2016 [pdf]

    Meeting minutes

    Published: 12/04/2016

    Last modified: 12/04/2016

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